Knowledge

Literature

Financial Crime

by Anthony Lim

What is Financial Crime¬† Financial crime is crime committed against property, involving the unlawful conversion of the ownership of property (belonging to one person) to one’s own personal us...
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Compliance Framework for Buy Side Institution

by Anthony Lim

Compliance function in most jurisdiction is normally a regulatory requirement. Financial institution including buy side firm is an industry that is built on trust. Especially so when dealing with t...
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Mis-Selling Financial Products

by Anthony Lim

What is Mis-Selling? Mis-selling is a sales practice in which a product or service is deliberately misrepresented or a customer is misled about its suitability. Why is it important to financial ins...
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